DFX Intelligence

D••• T••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

D••• T••••• S•••

Advisor at O•••• W•••••• I•••

HONOLULU, HI

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Search this name across graphsid dfx:ria:b5275b39-df60-7f5e-8832-5a25ee670ff5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 18, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Feb 8, 2019	n/a	yes	HONOLULU, HI	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jan 22, 2019	Jan 30, 2019	no	HONOLULU, HI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	O•••• W•••••• I•••	Feb 13, 2019	Jan 22, 2019	-22	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
10409:23131:HI:2019-01-23	Feb 13, 2019	Jan 22, 2019	HONOLULU, HI	Firm change

Relationships

Registered with (2)

→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jan 22, 2019 to Jan 30, 2019factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 18, 2018 to Feb 13, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b5275b39-df60-7f5e-8832-5a25ee670ff5
First observed: Sep 18, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.