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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

RITCHIE CAPITAL MANAGEMENT, L.L.C.

CRD 162048

WHEATON, IL

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Search this name across graphsid dfx:ria:b52f4537-cc29-371e-a762-b31f4be692ef

Data as of Mar 31, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 0
On other graphs: 2
Observed: Mar 30, 2012 to Mar 31, 2015
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Ritchie Capital Management, L.L.C.

Private equity manager · shared crd

Real Estate Fundsidentity

Ritchie Capital Management, L.L.C.

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $218MItem 5.F on the latest filing (2015-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $218M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 20
Advisory employees: 5
Accounts: 8
Private funds: 21Schedule D 7.B(1)
Private fund GAV: $902Mgross asset value as reported per fund; never fund size
Custody, client assets: $218M
SEC number: 801-76085
CRD: 162048
Filings on the tape: 4
First filed: Mar 30, 2012
Latest filed: Mar 31, 2015
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
RITCHIE MULTI-STRATEGY GLOBAL, LTD.	Hedge Fund	$99.4M	Mar 30, 2018	89	Mar 30, 2012	reported	n/a
RITCHIE MULTI-STRATEGY GLOBAL TRADING, LTD.	Hedge Fund	$97.7M	Mar 30, 2018	2	Mar 30, 2012	reported	n/a
RITCHIE TARGETED INVESTMENTS, LTD.	Hedge Fund	$63.3M	Mar 31, 2014	2	Mar 30, 2012	reported	n/a
RITCHIE MULTI-STRATEGY GLOBAL, L.L.C.	Hedge Fund	$38.1M	Mar 30, 2018	99	Mar 30, 2012	reported	n/a
RITCHIE STRUCTURED INVESTMENTS, LTD.	Hedge Fund	$18.0M	Mar 30, 2018	6	Mar 30, 2012	reported	n/a
RMS SPECIAL OPPORTUNITIES FUND I, L.P.	Hedge Fund	$15.7M	Mar 30, 2018	1	Mar 31, 2015	reported	n/a
RAM INVESTMENT FUND, L.L.C.	Hedge Fund	$15.3M	Mar 30, 2016	1	Mar 30, 2012	reported	n/a
RITCHIE CAPITAL STRUCTURE ARBITRAGE TRADING, LTD.	Hedge Fund	$12.5M	Mar 31, 2014	2	Mar 30, 2012	reported	n/a
RHONE HOLDINGS II. LTD.	Hedge Fund	$7.4M	Mar 30, 2016	2	Mar 30, 2012	reported	n/a
RITCHIE GLOBAL RELATIVE VALUE TRADING, LTD.	Hedge Fund	$5.8M	Mar 31, 2014	2	Mar 30, 2012	reported	n/a
RITCHIE ASIAN MULTI-STRATEGY TRADING, LTD.	Hedge Fund	$2.1M	Mar 31, 2014	3	Mar 30, 2012	reported	n/a
RITCHIE ENERGY (CAYMAN), LTD.	Hedge Fund	$1.7M	Mar 31, 2014	2	Mar 30, 2012	reported	n/a
RITCHIE ENERGY, LTD.	Hedge Fund	$1.3M	Mar 30, 2018	55	Mar 30, 2012	reported	n/a
RITCHIE RISK-LINKED STRATEGIES, LTD.	Hedge Fund	$1.1M	Mar 30, 2018	2	Mar 30, 2012	reported	n/a
RITCHIE ENERGY, L.L.C.	Hedge Fund	$385	Mar 30, 2018	16	Mar 30, 2012	reported	n/a
RITCHIE RISK-LINKED STRATEGIES, L.L.C.	Hedge Fund	$97	Mar 30, 2018	4	Mar 30, 2012	reported	n/a
RHONE CLEANTECH FUND I, L.P.	Private Equity Fund	$0	Mar 30, 2018	2	Mar 30, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RCM CAYMAN INVESTMENTS, LTD.	DIRECT OWNER	E	yes	09/2010	Mar 30, 2012	Mar 31, 2015
ROTHSCHILD BANK A.G.	Shareholder	E	yes	09/2010	Mar 30, 2012	Mar 31, 2015
ROTHSCHILD TRUST GUERNSEY LIMITED	ULTIMATE TRUSTEE	E	yes	09/2010	Mar 30, 2012	Mar 31, 2015
THE JR MARITAL TRUST	INDIRECT OWNER	E	yes	09/2010	Mar 30, 2012	Mar 31, 2015
BEAULIEU, CHRISTOPHER, FRANCIS	MANAGER AND CHIEF OPERATING OFFICER / CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER	Na	no	09/2012	Mar 30, 2012	Mar 31, 2015
HOBBS, WILLIAM, B.	GENERAL COUNSEL / CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER	Na	no	06/2006	Mar 30, 2012	Mar 31, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RITCHIE CAPITAL MANAGEMENT, LTD.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 31, 2015	$218M	$218M	20	5	n/a	21	$902M
2013	Mar 31, 2014	$271M	$271M	25	6	n/a	25	$1.0B
2012	Apr 1, 2013	$435M	$435M	25	5	n/a	25	$1.3B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$218M	$271M	-19.3%	n/a	n/a	20	25	n/a	n/a

Relationships

Advises (17)

→ RITCHIE RISK-LINKED STRATEGIES, L.L.C.Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ RMS SPECIAL OPPORTUNITIES FUND I, L.P.Private fundHedge Fund, ERA
Mar 31, 2015 to presentfactForm ADV
→ RITCHIE ENERGY, L.L.C.Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ RITCHIE MULTI-STRATEGY GLOBAL, L.L.C.Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ RITCHIE MULTI-STRATEGY GLOBAL TRADING, LTD.Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ RITCHIE MULTI-STRATEGY GLOBAL, LTD.Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ RITCHIE ENERGY, LTD.Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ RITCHIE RISK-LINKED STRATEGIES, LTD.Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ RHONE CLEANTECH FUND I, L.P.Private fundPrivate Equity Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ RITCHIE STRUCTURED INVESTMENTS, LTD.Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ RHONE HOLDINGS II. LTD.Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ RAM INVESTMENT FUND, L.L.C.Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ RITCHIE TARGETED INVESTMENTS, LTD.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ RITCHIE ENERGY (CAYMAN), LTD.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ RITCHIE ASIAN MULTI-STRATEGY TRADING, LTD.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ RITCHIE CAPITAL STRUCTURE ARBITRAGE TRADING, LTD.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ RITCHIE GLOBAL RELATIVE VALUE TRADING, LTD.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV

Owns (2)

← HOBBS, WILLIAM, B.OwnerGENERAL COUNSEL / CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← BEAULIEU, CHRISTOPHER, FRANCISOwnerMANAGER AND CHIEF OPERATING OFFICER / CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Controls (4)

← RCM CAYMAN INVESTMENTS, LTD.OwnerDIRECT OWNER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← ROTHSCHILD BANK A.G.OwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← ROTHSCHILD TRUST GUERNSEY LIMITEDOwnerULTIMATE TRUSTEE, ownership code E, foreign entity
Mar 30, 2012 to presentfactForm ADV
← THE JR MARITAL TRUSTOwnerINDIRECT OWNER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b52f4537-cc29-371e-a762-b31f4be692ef
First observed: Mar 30, 2012
Last observed: Mar 31, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RITCHIE CAPITAL MANAGEMENT, L.L.C.

CRD 162048

WHEATON, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b52f4537-cc29-371e-a762-b31f4be692ef

Data as of Mar 31, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:22 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

RITCHIE MULTI-STRATEGY GLOBAL, LTD.

Hedge Fund

$99.4M

Mar 30, 2018

Mar 30, 2012

reported

n/a

RITCHIE MULTI-STRATEGY GLOBAL TRADING, LTD.

Hedge Fund

$97.7M

Mar 30, 2018

Mar 30, 2012

reported

n/a

RITCHIE TARGETED INVESTMENTS, LTD.

Hedge Fund

$63.3M

Mar 31, 2014

Mar 30, 2012

reported

n/a

RITCHIE MULTI-STRATEGY GLOBAL, L.L.C.

Hedge Fund

$38.1M

Mar 30, 2018

Mar 30, 2012

reported

n/a

RITCHIE STRUCTURED INVESTMENTS, LTD.

Hedge Fund

$18.0M

Mar 30, 2018

Mar 30, 2012

reported

n/a

RMS SPECIAL OPPORTUNITIES FUND I, L.P.

Hedge Fund

$15.7M

Mar 30, 2018

Mar 31, 2015

reported

n/a

RAM INVESTMENT FUND, L.L.C.

Hedge Fund

$15.3M

Mar 30, 2016

Mar 30, 2012

reported

n/a

RITCHIE CAPITAL STRUCTURE ARBITRAGE TRADING, LTD.

Hedge Fund

$12.5M

Mar 31, 2014

Mar 30, 2012

reported

n/a

RHONE HOLDINGS II. LTD.

Hedge Fund

$7.4M

Mar 30, 2016

Mar 30, 2012

reported

n/a

RITCHIE GLOBAL RELATIVE VALUE TRADING, LTD.

Hedge Fund

$5.8M

Mar 31, 2014

Mar 30, 2012

reported

n/a

RITCHIE ASIAN MULTI-STRATEGY TRADING, LTD.

Hedge Fund

$2.1M

Mar 31, 2014

Mar 30, 2012

reported

n/a

RITCHIE ENERGY (CAYMAN), LTD.

Hedge Fund

$1.7M

Mar 31, 2014

Mar 30, 2012

reported

n/a

RITCHIE ENERGY, LTD.

Hedge Fund

$1.3M

Mar 30, 2018

Mar 30, 2012

reported

n/a

RITCHIE RISK-LINKED STRATEGIES, LTD.

Hedge Fund

$1.1M

Mar 30, 2018

Mar 30, 2012

reported

n/a

RITCHIE ENERGY, L.L.C.

Hedge Fund

$385

Mar 30, 2018

Mar 30, 2012

reported

n/a

RITCHIE RISK-LINKED STRATEGIES, L.L.C.

Hedge Fund

$97

Mar 30, 2018

Mar 30, 2012

reported

n/a

RHONE CLEANTECH FUND I, L.P.

Private Equity Fund

Mar 30, 2018

Mar 30, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RCM CAYMAN INVESTMENTS, LTD.

DIRECT OWNER

yes

09/2010

Mar 30, 2012

Mar 31, 2015

ROTHSCHILD BANK A.G.

Shareholder

yes

09/2010

Mar 30, 2012

Mar 31, 2015

ROTHSCHILD TRUST GUERNSEY LIMITED

ULTIMATE TRUSTEE

yes

09/2010

Mar 30, 2012

Mar 31, 2015

THE JR MARITAL TRUST

INDIRECT OWNER

yes

09/2010

Mar 30, 2012

Mar 31, 2015

BEAULIEU, CHRISTOPHER, FRANCIS

MANAGER AND CHIEF OPERATING OFFICER / CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER

09/2012

Mar 30, 2012

Mar 31, 2015

HOBBS, WILLIAM, B.

GENERAL COUNSEL / CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER

06/2006

Mar 30, 2012

Mar 31, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RITCHIE CAPITAL MANAGEMENT, LTD.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 31, 2015

$218M

n/a

$902M

2013

Mar 31, 2014

$271M

n/a

$1.0B

2012

Apr 1, 2013

$435M

n/a

$1.3B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$218M

$271M

-19.3%

n/a