This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$200MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$196M

Private client RAUM

$182MderivedItem 5.D individuals plus high net worth individuals

Private client share

91%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$99.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

3

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

335

Individual clients

63

High net worth clients

39

SEC number

801-121081

CRD

120597

Filings on the tape

11

First filed

Mar 30, 2012

Latest filed

Mar 27, 2026

Organised

Corporation, OH

• Occurred

  Mar 31, 2021
  Control person left

  Gregory Douglas Smith (Portfolio Manager And Chief Investment Officer) no longer on Schedule A of Capital Asset Management, Inc. (listed 2012-06-21, absent 2021-03-31)

  Form ADVobserved 5 days ago
• Occurred

  Mar 31, 2021
  First Form ADV filing

  Capital Asset Management, Inc. filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b53eb31b-d472-9205-d2e1-376d37770820

First observed

Mar 30, 2012

Last observed

Mar 27, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.