This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 1987earliest registration or exam on IAPD

Years in industry

39derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Chartered Financial Analyst

Exams

S63

First exam

Sep 23, 1994

First registration

Mar 27, 2020

Dual registered

yes, broker-dealer

Other names

SURO GHATAK

IAPD individual key

1766557

• Occurred

  Oct 7, 2024
  Advisor changed firm

  Surojeet Ghatak left Raymond James Financial Services Advisors, Inc for Lpl Financial Llc (registered 2024-09-30)

  Form ADVobserved 4 days ago
• Occurred

  Aug 26, 2022
  Advisor changed firm

  Surojeet Ghatak left Cambridge Investment Research Advisors, Inc. for Raymond James Financial Services Advisors, Inc (registered 2022-08-22)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b5464f75-ed2b-011c-9c56-350feeef9b74

First observed

Mar 27, 2020

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.