DFX Intelligence

T•••• A••• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

T•••• A••• W••••• M••••••••• L••

CRD 333733

IRVINE, CA

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Search this name across graphsid dfx:ria:b551da45-a1c6-372b-ab54-f7273569a0c9

Data as of Aug 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 4
On other graphs: 0
Observed: Nov 7, 2024 to Aug 31, 2026
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $662M••• Locked
Discretionary RAUM: $662M
Private client RAUM: $652Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $166Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••• R••• V••••••	Certified Financial Planner	IRVINE, CA	1	21	2	no
S•••• D•••• A••••	n/a	IRVINE, CA	1	10

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
V••••••• B••••• R•	MANAGING MEMBER AND CO-FOUNDER	D	yes	10/2024	Nov 7, 2024	Nov 7, 2024
V••••••• T••••	MANAGING MEMBER, CO-FOUNDER, AND CHIEF COMPLIANCE OFFICER	C	yes	10/2024	Nov 7, 2024	Nov 7, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 29, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	4	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$662M	$0	n/a	n/a	n/a	5	2	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
I•••• F••• A•••••••• I•••	3	Jan 10, 2025	Aug 6, 2025	IRVINE, CA	Team lift out	RIA to new firm	16.7%

Relationships

Registered with (5)

← S•••• Y•••• C•••••••Advisorregistration: current employment
Apr 27, 2026 to presentfactForm ADV
← T•••• R•••••• V••••••Advisorregistration: current employment
Aug 6, 2025 to presentfactForm ADV
← S•••• D•••• A••••Advisorregistration: current employment
Jan 9, 2025 to presentfactForm ADV
← B•••• R••• V••••••

Dated events

Occurred
Mar 23, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$159M
Occurred
Jul 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 10, 2025
Team lift-out
••• Locked
Form ADVobserved 8 days ago
3 advisors
Occurred
Nov 7, 2024
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b551da45-a1c6-372b-ab54-f7273569a0c9
First observed: Nov 7, 2024
Last observed: Aug 31, 2026 23 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.