DFX Intelligence

M•••• G•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor9 years in industry

M•••• G•••• M••••

Advisor at F•••••• A•••••••

Chico, CA | SONOMA, CA

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Search this name across graphsid dfx:ria:b55670c6-0904-c8b1-a802-065054b5bc63

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 4, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2016earliest registration or exam on IAPD
Years in industry: 9derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••• A•••••••	Independent wealth	Nov 14, 2023	n/a	yes	SONOMA, CA\|Chico, CA	Current employment
G••••• R••••••••• P••••••• L••	Institutional manager	Feb 23, 2022	Nov 15, 2023	no	Chico, CA\|SAN RAFAEL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• R••••••••• P••••••• L••	F•••••• A•••••••	Nov 15, 2023	Nov 14, 2023	-1	Firm change	Other
K••••••••• I•••	G••••• R••••••••• P••••••• L••	Dec 31, 2022	Feb 23, 2022

Relationships

Registered with (3)

→ F•••••• A•••••••Registered adviserregistration: current employment
Nov 14, 2023 to presentfactForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
Feb 23, 2022 to Nov 15, 2023factForm ADV
→ K••••••••• I•••Registered adviserregistration: previous registration
Jan 4, 2019 to Dec 31, 2022factForm ADV

Dated events

Occurred
Nov 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b55670c6-0904-c8b1-a802-065054b5bc63
First observed: Jan 4, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.