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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

DUNCAN PARSLEY

Advisor at TD PRIVATE CLIENT WEALTH LLC

BROOKLYN, NY | NEW YORK, NY

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 19, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TD PRIVATE CLIENT WEALTH LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 24, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 24
Exams: S63|S65
First exam: Jul 24, 1999
First registration: Aug 19, 2003
Dual registered: yes, broker-dealer
Other names: DUNCAN ROBERT PARSLEY
IAPD individual key: 3250340

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	May 6, 2024	n/a	yes	BROOKLYN, NY\|NEW YORK, NY	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	May 3, 2013	Apr 28, 2024	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|New York, NY\|New York, NY\|COLUMBUS, OH\|New York, NY\|New York, NY\|NEW YORK, NY\|Jersey City, NJ\|New York, NY\|NEW YORK, NY\|Jersey City, NJ\|Jersey City, NJ\|New York, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	May 10, 2013	no	New York, NY\|Miami, FL\|FORT LAUDERDALE, FL	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Aug 19, 2003	May 29, 2007	no	FORT LAUDERDALE, FL\|MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	TD PRIVATE CLIENT WEALTH LLC	Apr 28, 2024	May 6, 2024	8	Firm change	Wirehouse to ibd
CITIGROUP GLOBAL MARKETS INC.	J.P. MORGAN SECURITIES LLC	May 10, 2013	May 3, 2013	-7	Firm change	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: current employment
May 6, 2024 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
May 3, 2013 to Apr 28, 2024factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to May 10, 2013factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Aug 19, 2003 to May 29, 2007factForm ADV

Dated events

Occurred
Apr 28, 2024
Advisor changed firm
Duncan Parsley left J.P. Morgan Securities Llc for Td Private Client Wealth Llc (registered 2024-05-06)
Form ADVobserved 5 days ago