This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

THIRD SIGMA INVESTMENT ADVISORS LLC

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

2

Registered states

1

Exams

S66

First exam

Jan 29, 2024

First registration

Jan 30, 2024

Dual registered

no

Other names

Jake Smith|Jacob Tyler Smith

IAPD individual key

7842883

• Occurred

  Jun 9, 2025
  Advisor changed firm

  Jacob Smith left Thrivent Investment Management Inc. for M1 Capital Management Llc (registered 2025-06-09)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b565475a-2583-e2ce-0cbe-515b4a597747

First observed

Jan 30, 2024

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.