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Advisor at CETERA INVESTMENT ADVISERS LLC
NASHVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | NASHVILLE, TN | Current employment |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Jan 4, 2011 | May 20, 2021 | no | NASHVILLE, TN|NASHVILLE, TN | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Jan 4, 2011 | no | NASHVILLE, TN | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Mar 25, 2004 | Jan 2, 2009 | no | NASHVILLE, TN|JOHNSON CITY, TN|NASHVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUMMIT FINANCIAL GROUP INC | CETERA INVESTMENT ADVISERS LLC | May 20, 2021 | Jun 29, 2023 | 770 | Bulk transfer | Ibd to ibd |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | SUMMIT FINANCIAL GROUP INC | Jan 4, 2011 | Jan 4, 2011 | 0 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |