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RIA / WealthAdvisor13 years in industry

Robert James Roche

Advisor at FIRST FOUNDATION ADVISORS

IRVINE, CA

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Search this name across graphsid dfx:ria:b57de9ce-8a21-09e9-2902-2e24002c51c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 6, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIRST FOUNDATION ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 5, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66|S65
First exam: Mar 5, 2013
First registration: Mar 6, 2013
Dual registered: no
Other names: ROBERT JAMES ROCHE|ROBERT JAMES ROCHE
IAPD individual key: 2463984

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIRST FOUNDATION ADVISORS	Independent wealth	Oct 23, 2025	n/a	yes	IRVINE, CA	Current employment
20/20 CAPITAL MANAGEMENT, INC	Former SEC adviser	Apr 10, 2018	Dec 31, 2022	no	COSTA MESA, CA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 30, 2017	Apr 6, 2018	no	OAKDALE, MN	Previous registration
ROBOTIC TRADING ADVISORS, LLC	Former SEC adviser	Aug 8, 2017	Nov 20, 2017	no	Monarch Beach, CA\|West St. Paul, MN	Previous registration
ADVANCED PRACTICE ADVISORS, LLC	Former SEC adviser	Jul 17, 2014	Mar 31, 2016	no	LA QUINTA, CA	Previous registration
SAVEDAILY.COM, INC.	Former SEC adviser	Mar 6, 2013	Nov 11, 2013	no	COSTA MESA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
20/20 CAPITAL MANAGEMENT, INC	FIRST FOUNDATION ADVISORS	Dec 31, 2022	Oct 23, 2025	1,027	Firm change after gap	RIA to RIA
WOODBURY FINANCIAL SERVICES, INC.	20/20 CAPITAL MANAGEMENT, INC	Apr 6, 2018	Apr 10, 2018	4	Firm change	Ibd to RIA
ROBOTIC TRADING ADVISORS, LLC	WOODBURY FINANCIAL SERVICES, INC.	Nov 20, 2017	Nov 30, 2017	10	Firm change	Other
ADVANCED PRACTICE ADVISORS, LLC	ROBOTIC TRADING ADVISORS, LLC	Mar 31, 2016	Aug 8, 2017	495	Firm change after gap	Other
SAVEDAILY.COM, INC.	ADVANCED PRACTICE ADVISORS, LLC	Nov 11, 2013	Jul 17, 2014	248	Firm change	Other

Relationships

Registered with (6)

→ FIRST FOUNDATION ADVISORSRegistered adviserregistration: current employment
Oct 23, 2025 to presentfactForm ADV
→ 20/20 CAPITAL MANAGEMENT, INCRegistered adviserregistration: previous registration
Apr 10, 2018 to Dec 31, 2022factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 30, 2017 to Apr 6, 2018factForm ADV
→ ROBOTIC TRADING ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 8, 2017 to Nov 20, 2017factForm ADV
→ ADVANCED PRACTICE ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 17, 2014 to Mar 31, 2016factForm ADV
→ SAVEDAILY.COM, INC.Registered adviserregistration: previous registration
Mar 6, 2013 to Nov 11, 2013factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
Robert James Roche left 20/20 Capital Management, Inc for First Foundation Advisors (registered 2025-10-23)
Form ADVobserved 5 days ago