DFX Intelligence

F•••• T••••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)24 years in industry

F•••• T••••••• G••••••

Advisor at W••••••• M••••••••• C•••

DALLAS, TX | HOUSTON, TX

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Search this name across graphsid dfx:ria:b5890b5f-82a9-462d-09b8-25538b6a57e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• M••••••••• C•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jan 21, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• M••••••••• C•••	Other adviser	May 1, 2023	n/a	yes	DALLAS, TX\|HOUSTON, TX	Current employment
S•••••• C•••••• A•••••••• L••	Former SEC adviser	Feb 17, 2011	Nov 21, 2022	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• C•••••• A•••••••• L••	W••••••• M••••••••• C•••	Nov 21, 2022	May 1, 2023	161	Firm change	Other
U•• F•••••••• S••••••• I•••	S•••••• C•••••• A•••••••• L••	May 26, 2004	Feb 17, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
153914:110269:TX:2022-11-21	Nov 21, 2022	May 1, 2023	HOUSTON, TX	Firm change

Relationships

Registered with (3)

→ W••••••• M••••••••• C•••Registered adviserregistration: current employment
May 1, 2023 to presentfactForm ADV
→ S•••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 17, 2011 to Nov 21, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jan 23, 2002 to May 26, 2004factForm ADV

Dated events

Occurred
Nov 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b5890b5f-82a9-462d-09b8-25538b6a57e0
First observed: Jan 23, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.