DFX Intelligence
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Reading the graph
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Advisor at F•••••••• C•••••• M••••••••• L••
McMinnville, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••••• C•••••• M••••••••• L•• | Independent wealth | Apr 9, 2026 | n/a | yes | McMinnville, OR | Current employment |
| F•••• O•••••• L•• | n/a | Feb 4, 2025 | May 12, 2025 | no | LAKE OSWEGO, OR|McMinnville, OR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N••••• | D•• I••••••••• L•• | May 12, 2026 | Feb 12, 2020 | -2,281 | Firm change after gap | Other |
| F•••• O•••••• L•• | F•••••••• C•••••• M••••••••• L•• | May 12, 2025 | Apr 9, 2026 |
| D•• I••••••••• L•• | Former SEC adviser | Feb 12, 2020 | Jun 3, 2021 | no | Cumming, GA|NAPLES, FL | Previous registration |
| N••••• | Mixed wealth | Mar 7, 2012 | May 12, 2026 | no | MOORESVILLE, NC | Previous registration |
| N••••• | Mixed wealth | Mar 15, 2005 | Dec 15, 2011 | no | NAPLES, FL | Previous registration |
| K•••••• C•••••• M•••••• I••• | n/a | Jan 30, 2002 | Jul 2, 2003 | no | BONITA SPRINGS, FL | Previous registration |
| Firm change |
| Other |
| D•• I••••••••• L•• | F•••• O•••••• L•• | Jun 3, 2021 | Feb 4, 2025 | 1,342 | Firm change after gap | Other |
| K•••••• C•••••• M•••••• I••• | N••••• | Jul 2, 2003 | Mar 15, 2005 | 622 | Firm change after gap | Other |