DFX Intelligence

T••• D••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor26 years in industry

T••• D••••• W••••

Advisor at H•••••

OAKLAND, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b58f9e80-c88d-1c0a-4112-b5530c359149

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 6, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 2, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••	State registered	Dec 15, 2025	n/a	yes	OAKLAND, CA	Current employment
H•••••	State registered	Apr 18, 2018	Dec 31, 2018	no	Castro Valley, CA\|OAKLAND, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	H•••••	Jan 7, 2010	Apr 18, 2018	3,023	Firm change after gap	Other

Relationships

Registered with (2)

→ H•••••Registered adviserregistration: previous registration
Apr 18, 2018 to Dec 31, 2018factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Aug 6, 2007 to Jan 7, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b58f9e80-c88d-1c0a-4112-b5530c359149
First observed: Aug 6, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.