DFX Intelligence

H••••• W• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

H••••• W• C•••••••••

Advisor at C••••••••• I••••••••• M••••••••• L••

Reno, NV

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Search this name across graphsid dfx:ria:b59c29dd-9b27-fcd5-602e-36719f70563a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• I••••••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• I••••••••• M••••••••• L••	State registered	Jun 23, 2020	n/a	yes	Reno, NV	Current employment
C••••••••• I••••••••• M••••••••• L••	State registered	Sep 21, 2009	Dec 31, 2009	no	RENO, NV	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• A•••• M••••••••• L••	C••••••••• I••••••••• M••••••••• L••	Mar 26, 2009	Sep 21, 2009	179	Firm change	Other

Relationships

Registered with (2)

→ C••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 21, 2009 to Dec 31, 2009factForm ADV
→ C••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 28, 2002 to Mar 26, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b59c29dd-9b27-fcd5-602e-36719f70563a
First observed: Jan 28, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.