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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

RICHARD DAVID ALEXANDER

Advisor at PNC WEALTH MANAGEMENT

GETTYSBURG, PA

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Search this name across graphsid dfx:ria:b5a01f47-2b4a-772f-008c-ed7ec7a63c9d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 7, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PNC WEALTH MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Feb 20, 2006
First registration: Mar 7, 2006
Dual registered: yes, broker-dealer
Other names: RICHARD D ALEXANDER
IAPD individual key: 3090491

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jul 6, 2026	n/a	yes	GETTYSBURG, PA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 8, 2020	Jul 6, 2026	no	GLEN ALLEN, VA\|WILLIAMSBURG, VA	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Dec 6, 2019	Sep 21, 2020	no	Virginia Beach, VA\|Norfolk, VA	Previous registration
ALEXANDER INVESTMENT MANAGEMENT SERVICES	n/a	Mar 7, 2006	Nov 23, 2019	no	Williamsburg, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	PNC WEALTH MANAGEMENT	Jul 6, 2026	Jul 6, 2026	0	Firm change	Ibd to ibd
RAYMOND JAMES & ASSOCIATES, INC.	CETERA INVESTMENT ADVISERS LLC	Sep 21, 2020	Sep 8, 2020	-13	Firm change	Ibd to ibd
ALEXANDER INVESTMENT MANAGEMENT SERVICES	RAYMOND JAMES & ASSOCIATES, INC.	Nov 23, 2019	Dec 6, 2019	13	Firm change	Other

Relationships

Registered with (4)

→ PNC WEALTH MANAGEMENTRegistered adviserregistration: current employment
Jul 6, 2026 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Sep 8, 2020 to Jul 6, 2026factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Dec 6, 2019 to Sep 21, 2020factForm ADV
→ ALEXANDER INVESTMENT MANAGEMENT SERVICESRegistered adviserregistration: previous registration
Mar 7, 2006 to Nov 23, 2019factForm ADV

Dated events

Occurred
Jul 6, 2026
Advisor changed firm
Richard David Alexander left Cetera Investment Advisers Llc for Pnc Wealth Management (registered 2026-07-06)
Form ADVobserved 5 days ago