DFX Intelligence

W•••••• I••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

W•••••• I••• J••••••

Advisor at C••••••••• F•••••••• N••••••

WALTHAM, MA | Dover, MA

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Search this name across graphsid dfx:ria:b5a11c1e-5c22-e0e7-c27c-11178de66e6a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 19, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 23, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Jul 15, 2014	n/a	yes	WALTHAM, MA\|Dover, MA	Current employment
J• W• C••• A•••••••• I•••	Bd affiliated wealth	May 10, 2013	Jul 8, 2014	no	TAMPA, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J• W• C••• A•••••••• I•••	C••••••••• F•••••••• N••••••	Jul 8, 2014	Jul 15, 2014	7	Firm change	Other
F•••••••• A••••••• O• A••••••• L••	J• W• C••• A•••••••• I•••	May 10, 2013	May 10, 2013

Relationships

Registered with (3)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Jul 15, 2014 to presentfactForm ADV
→ J• W• C••• A•••••••• I•••Registered adviserregistration: previous registration
May 10, 2013 to Jul 8, 2014factForm ADV
→ F•••••••• A••••••• O• A••••••• L••Registered adviserregistration: previous registration
Feb 19, 2013 to May 10, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b5a11c1e-5c22-e0e7-c27c-11178de66e6a
First observed: Feb 19, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.