DFX Intelligence

Data Factory

M••••• L•••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner11 years in industry

M••••• L•••• T••••

Advisor at A••••••• A••••• L••

Perrysburg, OH | HOLLAND, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b5a981a6-9deb-a8c1-d050-4248a4c641b3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• A••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• A••••• L••	Independent wealth	Sep 3, 2020	n/a	yes	HOLLAND, MI\|Perrysburg, OH	Current employment
P••••••• A•••••••	Former SEC adviser	Aug 24, 2019	Sep 15, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• A•••••••	A••••••• A••••• L••	Sep 15, 2020	Sep 3, 2020	-12	Firm change	RIA to RIA
C•••••• S••••• • C••• I•••	P••••••• A•••••••	Jun 19, 2019

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
290575:158282:MI:2020-09-15	Sep 15, 2020	Sep 3, 2020	HOLLAND, MI	Firm change

Relationships

Registered with (3)

→ A••••••• A••••• L••Registered adviserregistration: current employment
Sep 3, 2020 to presentfactForm ADV
→ P••••••• A•••••••Registered adviserregistration: previous registration
Aug 24, 2019 to Sep 15, 2020factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jan 28, 2019 to Jun 19, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b5a981a6-9deb-a8c1-d050-4248a4c641b3
First observed: Jan 28, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.