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Reading the graph
Advisor at WALLACE HART CAPITAL MANAGEMENT
LEXINGTON, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WALLACE HART CAPITAL MANAGEMENT | Independent wealth | Nov 18, 2025 | n/a | yes | LEXINGTON, KY | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 26, 2012 | Feb 28, 2017 | no | LEXINGTON, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WALLACE HART CAPITAL MANAGEMENT | Feb 28, 2017 | Nov 18, 2025 | 3,185 | Firm change after gap | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:285981:KY:2017-02-28 | Feb 28, 2017 | Nov 18, 2025 | LEXINGTON, KY | Firm change after gap |