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S••••• A•••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

S••••• A•••• B•••••••

Advisor at W••••••••• C•••••• M••••••••• L••

KEENE, NH

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Search this name across graphsid dfx:ria:b5b576a8-0d1f-6b23-d111-a93d516a5f66

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 27, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 25, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• C•••••• M••••••••• L••	Independent wealth	Jun 4, 2013	n/a	yes	KEENE, NH	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jan 31, 2008	Jun 17, 2013	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	W••••••••• C•••••• M••••••••• L••	Jun 17, 2013	Jun 4, 2013	-13	Firm change	Other
O•••• I••••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Feb 1, 2008

Relationships

Registered with (5)

→ W••••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jun 4, 2013 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 31, 2008 to Jun 17, 2013factForm ADV
→ O•••• I••••••••• I•••Registered adviserregistration: previous registration
Mar 1, 2004 to Feb 1, 2008factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b5b576a8-0d1f-6b23-d111-a93d516a5f66
First observed: Jun 27, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.