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M••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist51 years in industry

M••• W•••••

Advisor at C••• C•••••• A•••••••

MARLTON, NJ

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Search this name across graphsid dfx:ria:b5d05661-cd9a-425e-2d80-bc7b7eeecb2e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 2, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• C•••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1975earliest registration or exam on IAPD
Years in industry: 51derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••• C•••••• A•••••••	Independent wealth	Mar 29, 2022	n/a	yes	MARLTON, NJ	Current employment
A••••••• P••••••••• A•••••••• I••	Former SEC adviser	Nov 23, 2011	Dec 31, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• P••••••••• A•••••••• I••	C••• C•••••• A•••••••	Dec 31, 2022	Mar 29, 2022	-277	Firm change after gap	Other
P•• B••••••••• L••	A••••••• P••••••••• A•••••••• I••	Nov 23, 2011

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
112697:318134:NY:2022-12-31	Dec 31, 2022	Mar 29, 2022	HOLBROOK, NY	Firm change after gap

Relationships

Registered with (3)

→ C••• C•••••• A•••••••Registered adviserregistration: current employment
Mar 29, 2022 to presentfactForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
Nov 23, 2011 to Dec 31, 2022factForm ADV
→ P•• B••••••••• L••Registered adviserregistration: previous registration
Jul 2, 2007 to Nov 23, 2011factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
M••• W••••• left A••••••• P••••••••• A•••••••• I•• for C••• C•••••• A••••••• (registered 2022-03-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b5d05661-cd9a-425e-2d80-bc7b7eeecb2e
First observed: Jul 2, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.