This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

mixed wealth managerderivedprivate_client_share=0.27 fund_share=0.73 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$321MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$312M

Private client RAUM

$86.9MderivedItem 5.D individuals plus high net worth individuals

Private client share

27%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

4

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

7

Individual clients

0

High net worth clients

5

Private funds

2Schedule D 7.B(1)

Custody, client assets

$230M

Relying advisers

1

SEC number

801-73417

CIK

1541536

CRD

161408

Filings on the tape

27

First filed

Feb 13, 2012

Latest filed

Mar 27, 2026

Organised

Limited Liability Company, DE

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b5dd6892-2758-d50e-5e1c-b43fe35436a7

First observed

Feb 13, 2012

Last observed

Mar 27, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.