DFX Intelligence
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Reading the graph
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Advisor at L•• E••••••••• L••
WAUWATOSA, WI | HALES CORNERS, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• E••••••••• L•• | Bd affiliated wealth | Nov 14, 2024 | n/a | yes | WAUWATOSA, WI|HALES CORNERS, WI | Current employment |
| P•••• S••••••••• L•• | No RAUM reported | Oct 30, 2017 | Nov 14, 2024 | no | Sussex, WI|WAUWATOSA, WI|Hales Corner, WI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••• S••••••••• L•• | L•• E••••••••• L•• | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| M•• I•••••••• S•••••••• L•• | P•••• S••••••••• L•• | Oct 23, 2017 | Oct 30, 2017 |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 25, 2017 | Oct 23, 2017 | no | Wauwatosa, WI | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Feb 16, 2012 | Mar 25, 2017 | no | Milwaukee, WI|MILWAUKEE, WI|Milwaukee, WI | Previous registration |
| A•••• W••••• A•••••••• L•• | State registered | Jul 28, 2011 | Jan 4, 2012 | no | HARTLAND, WI | Previous registration |
| 7 |
| Firm change |
| Other |
| M•• F•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| A•••• W••••• A•••••••• L•• | M•• F•••••••• S•••••••• I••• | Jan 4, 2012 | Feb 16, 2012 | 43 | Firm change | Other |