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Advisor at LPL FINANCIAL LLC
MANHATTAN BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 5, 2025 | n/a | yes | MANHATTAN BEACH, CA | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 30, 2017 | May 8, 2025 | no | EL SEGUNDO, CA|Manhattan Beach, CA|Manhattan Beach, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 8, 2012 | May 30, 2017 | no | LONG BEACH, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 29, 2002 | Oct 9, 2012 | no | LONG BEACH, CA|SEAL BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | LPL FINANCIAL LLC | May 8, 2025 | May 5, 2025 | -3 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 30, 2017 | May 30, 2017 | 0 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Oct 9, 2012 | Oct 8, 2012 | -1 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:149018:CA:2017-05-30 | May 30, 2017 | May 30, 2017 | LONG BEACH, CA | Firm change |