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CRD 321757
O'FALLON, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MICHAEL DEWAYNE CLARK | Certified Financial Planner | O'FALLON, IL | 4 | 22 | 3 | no |
| Jacob Dwayne McKinney | n/a | O'FALLON, IL | 2 | 12 | n/a | no |
| ANDREW RAYMOND BRANZ | n/a | O'FALLON, IL | 1 | 11 | 1 | no |
| JAMES HAMPTON NASH | Certified Financial Planner|Chartered Financial Consultant | O'FALLON, IL | 0 | 14 | 3 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CLARK, MICHAEL, DEWAYNE | FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | yes | 10/2016 | May 2, 2022 | Oct 3, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 19, 2026 | $260M | $260M | 6 | 3 | 0 | n/a | n/a |
| 2024 | Mar 13, 2025 | $213M | $213M | 6 | 3 | 0 | n/a | n/a |
| 2023 | Mar 14, 2024 | $170M | $170M | 5 | 3 | 0 | n/a | n/a |
| 2022 | Mar 14, 2023 | $149M | $149M | 5 | 3 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 1 | 0 | 0 | 2 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $260M | $213M | 21.8% | $149M | 20.5% | 7 | 6 | 0 | 0 |