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CRD 106356
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| THE PENDULUM PORTFOLIO, LLC | Other Private Fund | $3.4M | Mar 18, 2013 | 4 | Mar 14, 2012 | dropped | 021-154584 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DUTTON, WILLIAM, M | LIMITED PARTNER, SENIOR ADVISOR | C | yes | 01/2005 | Mar 14, 2012 | Mar 16, 2020 |
| FIEDLER, WILLIAM, FREDERICK | LIMITED PARTNER AND PORTFOLIO MANAGER | B | yes | 01/2005 | Mar 14, 2012 | Mar 16, 2020 |
| KENDALL, STEPHEN, FREDERICK | LIMITED PARTNER, CHIEF COMPLIANCE OFFICER, CAO, DIRECTOR OF MARKETING | B | yes | 01/2005 | Mar 14, 2012 | Mar 16, 2020 |
| MALONEY, MICHAEL | LIMITED PARTNER AND PORTFOLIO MANAGER | B | yes | 01/2005 | Mar 14, 2012 | Mar 16, 2020 |
| ODEGARD, MARK, N | LIMITED PARTNER AND PORTFOLIO MANAGER | B | yes | 01/2005 | Mar 14, 2012 | Mar 16, 2020 |
| SKYLINE ASSET HOLDINGS INC | GENERAL PARTNER | Na | no | 01/2009 | Mar 14, 2012 | Mar 16, 2020 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2019 | Mar 16, 2020 | $352M | $352M | 8 | 5 | 0 | n/a | n/a |
| 2018 | Mar 19, 2019 | $728M | $728M | 8 | 5 | 0 | n/a | n/a |
| 2017 | Mar 15, 2018 | $1.4B | $1.4B | 8 | 5 | 0 | n/a | n/a |
| 2016 | Mar 6, 2017 | $1.5B | $1.5B | 8 | 5 | n/a | n/a | n/a |
| 2015 | Mar 8, 2016 | $1.4B | $1.4B | 8 | 5 | n/a | n/a | n/a |
| 2014 | Mar 17, 2015 | $1.5B | $1.5B | 8 | 5 | n/a | n/a | n/a |
| 2013 | Mar 11, 2014 | $1.2B | $1.2B | 8 | 5 | n/a | n/a | n/a |
| 2012 | Mar 18, 2013 | $303M | $303M | 8 | 5 | n/a | 1 | $3.4M |
| 2011 | Mar 14, 2012 | $264M | $264M | n/a | n/a | n/a | 1 | $3.1M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2019 | $352M | $728M | -51.7% | $1.5B | -38.9% | 8 | 8 | 0 | 0 |