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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

RIDGEWOOD CAPITAL MANAGEMENT, LLC

CRD 142411

MONTVALE, NJ

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Search this name across graphsid dfx:ria:b60bca1c-5eba-b8e8-1d96-8ffe4fa4c675

Data as of Apr 19, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 0
On other graphs: 1
Observed: Mar 28, 2012 to Apr 19, 2012
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Ridgewood Capital Management, LLC

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $64.7MItem 5.F on the latest filing (2012-04-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $64.7M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 15
Private funds: 15Schedule D 7.B(1)
Private fund GAV: $51.6Mgross asset value as reported per fund; never fund size
Custody, client assets: $64.7M
SEC number: 801-67448
CRD: 142411
Filings on the tape: 2
First filed: Mar 28, 2012
Latest filed: Apr 19, 2012
Organised: Limited Liability Company, New Jersey

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
RIDGEWOOD CAPITAL QP FUND IV-B LLC	Venture Capital Fund	$6.5M	Mar 31, 2017	165	Mar 28, 2012	reported	021-81934
RIDGEWOOD CAPITAL FUND IV-B LLC	Venture Capital Fund	$3.1M	Mar 31, 2017	101	Mar 28, 2012	reported	021-81911
RIDGEWOOD CAPITAL QP FUND IV-C LLC	Venture Capital Fund	$2.4M	Mar 31, 2017	103	Mar 28, 2012	reported	021-100693
RIDGEWOOD CAPITAL QP ENERGY TECHNOLOGIES FUND LLC	Venture Capital Fund	$1.9M	Mar 31, 2017	57	Mar 28, 2012	reported	021-138597
RIDGEWOOD CAPITAL ENERGY TECHNOLOGIES FUND LLC	Venture Capital Fund	$1.9M	Mar 31, 2017	97	Mar 28, 2012	reported	021-138601
RIDGEWOOD INSTITUTIONAL PARTNERS II LLC	Venture Capital Fund	$1.7M	Jul 3, 2013	480	Mar 28, 2012	reported	n/a
RIDGEWOOD CAPITAL QP FUND IV LLC	Venture Capital Fund	$1.3M	Mar 31, 2017	271	Mar 28, 2012	reported	021-57141
RIDGEWOOD CAPITAL FUND IV-C LLC	Venture Capital Fund	$600,264	Mar 31, 2017	45	Mar 28, 2012	reported	021-100694
RIDGEWOOD CAPITAL FUND IV LLC	Venture Capital Fund	$403,772	Mar 31, 2017	98	Mar 28, 2012	reported	021-40569
RIDGEWOOD QP FUND III LLC	Venture Capital Fund	$363,145	Mar 31, 2017	184	Mar 28, 2012	reported	n/a
RIDGEWOOD VENTURE PARTNERS II LLC	Venture Capital Fund	$357,142	Jul 3, 2013	115	Mar 28, 2012	reported	n/a
RIDGEWOOD INSTITUTIONAL II-B LLC	Venture Capital Fund	$172,572	Mar 28, 2014	132	Mar 28, 2012	reported	n/a
RIDGEWOOD VENTURE FUND III LLC	Venture Capital Fund	$136,421	Mar 31, 2017	101	Mar 28, 2012	reported	n/a
RIDGEWOOD VENTURE II-B LLC	Venture Capital Fund	$111,736	Mar 28, 2014	103	Mar 28, 2012	reported	n/a
RIDGEWOOD CAPITAL VENTURE PARTNERS	Venture Capital Fund	$101,518	Jul 3, 2013	24	Mar 28, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GOLD, ROBERT, LOWELL	PRESIDENT AND CEO	Na	yes	01/1999	Mar 28, 2012	Apr 19, 2012
GOLDEN, LESLIE, WOLFF	MANAGING DIRECTOR	Na	yes	10/2000	Mar 28, 2012	Apr 19, 2012
GULINO, DANIEL, VINCENT	SENIOR VICE PRESIDENT OF LEGAL AFFAIRS	Na	yes	01/2003	Mar 28, 2012	Apr 19, 2012
HAGGERTY, MARIA, E	CHIEF COMPLIANCE OFFICER	Na	yes	03/2007	Mar 28, 2012	Apr 19, 2012
IRREVOCABLE GST U/A/D MAY 11, 1999	Owner	B	yes	05/1999	Mar 28, 2012	Apr 19, 2012
IRREVOCABLE TRUST U/A/D MAY 11, 1999, ROBERT E. SWANSON, MANAGING TRUSTEE	Owner	C	yes	05/1999	Mar 28, 2012	Apr 19, 2012
LAWATSCH, FRANK, EMIL	EXECUTIVE VP OF LEGAL AFFAIRS	Na	yes	04/2010	Mar 28, 2012	Apr 19, 2012
SHERWIN, ELTON, BUCHANAN	SENIOR MANAGING DIRECTOR	Na	yes	07/1999	Mar 28, 2012	Apr 19, 2012
STRASBERG, JEFFREY, HOWARD	SENIOR VICE PRESIDENT AND CFO	Na	yes	04/2005	Mar 28, 2012	Apr 19, 2012
SWANSON, ROBERT, ERNEST	OWNER, MANAGING MEMBER	C	yes	01/1999	Mar 28, 2012	Apr 19, 2012
SWANSON, MATTHEW, E	Owner	B	no	03/2011	Mar 28, 2012	Apr 19, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RIDGEWOOD ENERGY CORPORATION	n/a	Asset manager	$3.3B	N	yes	n/a
RIDGEWOOD SECURITIES CORPORATION	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 28, 2012	$64.7M	$64.7M	n/a	n/a	n/a	15	$51.6M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$64.7M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (15)

→ RIDGEWOOD QP FUND III LLCPrivate fundVenture Capital Fund, ERA
Mar 28, 2012 to presentfactForm ADV
→ RIDGEWOOD CAPITAL FUND IV-C LLCPrivate fundVenture Capital Fund, ERA
Mar 28, 2012 to presentfactForm ADV
→ RIDGEWOOD CAPITAL FUND IV LLCPrivate fundVenture Capital Fund, ERA
Mar 28, 2012 to presentfactForm ADV
→ RIDGEWOOD CAPITAL ENERGY TECHNOLOGIES FUND LLCPrivate fundVenture Capital Fund, ERA
Mar 28, 2012 to presentfactForm ADV
→ RIDGEWOOD CAPITAL QP ENERGY TECHNOLOGIES FUND LLCPrivate fundVenture Capital Fund, ERA
Mar 28, 2012 to presentfactForm ADV
→ RIDGEWOOD CAPITAL QP FUND IV-C LLCPrivate fundVenture Capital Fund, ERA
Mar 28, 2012 to presentfactForm ADV
→ RIDGEWOOD VENTURE FUND III LLCPrivate fundVenture Capital Fund, ERA
Mar 28, 2012 to presentfactForm ADV
→ RIDGEWOOD CAPITAL QP FUND IV-B LLCPrivate fundVenture Capital Fund, ERA
Mar 28, 2012 to presentfactForm ADV
→ RIDGEWOOD CAPITAL FUND IV-B LLCPrivate fundVenture Capital Fund, ERA
Mar 28, 2012 to presentfactForm ADV
→ RIDGEWOOD CAPITAL QP FUND IV LLCPrivate fundVenture Capital Fund, ERA
Mar 28, 2012 to presentfactForm ADV
→ RIDGEWOOD INSTITUTIONAL II-B LLCPrivate fundVenture Capital Fund, ERA
Mar 28, 2012 to presentfactForm ADV
→ RIDGEWOOD VENTURE II-B LLCPrivate fundVenture Capital Fund, ERA
Mar 28, 2012 to presentfactForm ADV
→ RIDGEWOOD CAPITAL VENTURE PARTNERSPrivate fundVenture Capital Fund, ERA
Mar 28, 2012 to presentfactForm ADV
→ RIDGEWOOD VENTURE PARTNERS II LLCPrivate fundVenture Capital Fund, ERA
Mar 28, 2012 to presentfactForm ADV
→ RIDGEWOOD INSTITUTIONAL PARTNERS II LLCPrivate fundVenture Capital Fund, ERA
Mar 28, 2012 to presentfactForm ADV

Affiliated with (1)

→ RIDGEWOOD ENERGY CORPORATIONRegistered adviserpooled vehicle sponsor, common control
factForm ADV

Controls (10)

← SWANSON, ROBERT, ERNESTOwnerOWNER, MANAGING MEMBER, ownership code C, individual
Mar 28, 2012 to presentfactForm ADV
← LAWATSCH, FRANK, EMILOwnerEXECUTIVE VP OF LEGAL AFFAIRS, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← GOLD, ROBERT, LOWELLOwnerPRESIDENT AND CEO, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← GOLDEN, LESLIE, WOLFFOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← STRASBERG, JEFFREY, HOWARDOwnerSENIOR VICE PRESIDENT AND CFO, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← GULINO, DANIEL, VINCENTOwnerSENIOR VICE PRESIDENT OF LEGAL AFFAIRS, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← SHERWIN, ELTON, BUCHANANOwnerSENIOR MANAGING DIRECTOR, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← HAGGERTY, MARIA, EOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← IRREVOCABLE GST U/A/D MAY 11, 1999OwnerOWNER, ownership code B, domestic entity
Mar 28, 2012 to presentfactForm ADV
← IRREVOCABLE TRUST U/A/D MAY 11, 1999, ROBERT E. SWANSON, MANAGING TRUSTEEOwnerOWNER, ownership code C, domestic entity
Mar 28, 2012 to presentfactForm ADV

Owns (1)

← SWANSON, MATTHEW, EOwnerOWNER, ownership code B, individual
Mar 28, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b60bca1c-5eba-b8e8-1d96-8ffe4fa4c675
First observed: Mar 28, 2012
Last observed: Apr 19, 2012 175 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RIDGEWOOD CAPITAL MANAGEMENT, LLC

CRD 142411

MONTVALE, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b60bca1c-5eba-b8e8-1d96-8ffe4fa4c675

Data as of Apr 19, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:55 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

RIDGEWOOD CAPITAL QP FUND IV-B LLC

Venture Capital Fund

$6.5M

Mar 31, 2017

165

Mar 28, 2012

reported

021-81934

RIDGEWOOD CAPITAL FUND IV-B LLC

Venture Capital Fund

$3.1M

Mar 31, 2017

101

Mar 28, 2012

reported

021-81911

RIDGEWOOD CAPITAL QP FUND IV-C LLC

Venture Capital Fund

$2.4M

Mar 31, 2017

103

Mar 28, 2012

reported

021-100693

RIDGEWOOD CAPITAL QP ENERGY TECHNOLOGIES FUND LLC

Venture Capital Fund

$1.9M

Mar 31, 2017

Mar 28, 2012

reported

021-138597

RIDGEWOOD CAPITAL ENERGY TECHNOLOGIES FUND LLC

Venture Capital Fund

$1.9M

Mar 31, 2017

Mar 28, 2012

reported

021-138601

RIDGEWOOD INSTITUTIONAL PARTNERS II LLC

Venture Capital Fund

$1.7M

Jul 3, 2013

480

Mar 28, 2012

reported

n/a

RIDGEWOOD CAPITAL QP FUND IV LLC

Venture Capital Fund

$1.3M

Mar 31, 2017

271

Mar 28, 2012

reported

021-57141

RIDGEWOOD CAPITAL FUND IV-C LLC

Venture Capital Fund

$600,264

Mar 31, 2017

Mar 28, 2012

reported

021-100694

RIDGEWOOD CAPITAL FUND IV LLC

Venture Capital Fund

$403,772

Mar 31, 2017

Mar 28, 2012

reported

021-40569

RIDGEWOOD QP FUND III LLC

Venture Capital Fund

$363,145

Mar 31, 2017

184

Mar 28, 2012

reported

n/a

RIDGEWOOD VENTURE PARTNERS II LLC

Venture Capital Fund

$357,142

Jul 3, 2013

115

Mar 28, 2012

reported

n/a

RIDGEWOOD INSTITUTIONAL II-B LLC

Venture Capital Fund

$172,572

Mar 28, 2014

132

Mar 28, 2012

reported

n/a

RIDGEWOOD VENTURE FUND III LLC

Venture Capital Fund

$136,421

Mar 31, 2017

101

Mar 28, 2012

reported

n/a

RIDGEWOOD VENTURE II-B LLC

Venture Capital Fund

$111,736

Mar 28, 2014

103

Mar 28, 2012

reported

n/a

RIDGEWOOD CAPITAL VENTURE PARTNERS

Venture Capital Fund

$101,518

Jul 3, 2013

Mar 28, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GOLD, ROBERT, LOWELL

PRESIDENT AND CEO

yes

01/1999

Mar 28, 2012

Apr 19, 2012

GOLDEN, LESLIE, WOLFF

MANAGING DIRECTOR

yes

10/2000

Mar 28, 2012

Apr 19, 2012

GULINO, DANIEL, VINCENT

SENIOR VICE PRESIDENT OF LEGAL AFFAIRS

yes

01/2003

Mar 28, 2012

Apr 19, 2012

HAGGERTY, MARIA, E

CHIEF COMPLIANCE OFFICER

yes

03/2007

Mar 28, 2012

Apr 19, 2012

IRREVOCABLE GST U/A/D MAY 11, 1999

Owner

yes

05/1999

Mar 28, 2012

Apr 19, 2012

IRREVOCABLE TRUST U/A/D MAY 11, 1999, ROBERT E. SWANSON, MANAGING TRUSTEE

Owner

yes

05/1999

Mar 28, 2012

Apr 19, 2012

LAWATSCH, FRANK, EMIL

EXECUTIVE VP OF LEGAL AFFAIRS

yes

04/2010

Mar 28, 2012

Apr 19, 2012

SHERWIN, ELTON, BUCHANAN

SENIOR MANAGING DIRECTOR

yes

07/1999

Mar 28, 2012

Apr 19, 2012

STRASBERG, JEFFREY, HOWARD

SENIOR VICE PRESIDENT AND CFO

yes

04/2005

Mar 28, 2012

Apr 19, 2012

SWANSON, ROBERT, ERNEST

OWNER, MANAGING MEMBER

yes

01/1999

Mar 28, 2012

Apr 19, 2012

SWANSON, MATTHEW, E

Owner

03/2011

Mar 28, 2012

Apr 19, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RIDGEWOOD ENERGY CORPORATION

n/a

Asset manager

$3.3B

yes

n/a

RIDGEWOOD SECURITIES CORPORATION

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 28, 2012

$64.7M

n/a

$51.6M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$64.7M

n/a