DFX Intelligence

H••••• T••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

H••••• T••••• S•••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:b60f3363-43ee-2254-5957-ad168a662c33

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 27, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 10, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 31, 2019	n/a	yes	LAWTON, OK\|MARLOW, OK\|FREDERICK, OK\|LAWTON, OK\|DUNCAN, OK\|WEATHERFORD, OK\|LAWTON, OK\|HOBART, OK\|LAWTON, OK	Current employment
P••••••• C•••••• A•••••••• I•••	Former SEC adviser	Jul 27, 2010	Nov 1, 2019	no	LAWTON, OK

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• C•••••• A•••••••• I•••	L•• F•••••••• L••	Nov 1, 2019	Oct 31, 2019	-1	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
115758:6413:OK:2019-11-01	Nov 1, 2019	Oct 31, 2019	LAWTON, OK	Firm change

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Oct 31, 2019 to presentfactForm ADV
→ P••••••• C•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 27, 2010 to Nov 1, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b60f3363-43ee-2254-5957-ad168a662c33
First observed: Jul 27, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.