DFX Intelligence

D••• B••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserNo RAUM reportedSEC registeredRAUM none

D••• B••• C••••••

D••• B••• C••••••, LLC, CRD 336045

NEWPORT BEACH, CA

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Data as of Jan 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 1
On other graphs: 0
Observed: Jan 8, 2026 to Jan 8, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
O•••••••• J••••• M•••••	CHIEF COMPLIANCE OFFICER & MANAGING MEMBER	E	yes	07/2025	Jan 8, 2026	Jan 8, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 8, 2026	$0	$0	1	1	0	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	n/a	n/a	n/a	n/a	1	n/a	0	n/a

Relationships

Controls (1)

← O•••••••• J••••• M•••••OwnerCHIEF COMPLIANCE OFFICER & MANAGING MEMBER, ownership code E, individual
Jan 8, 2026 to presentfactForm ADV

Dated events

Occurred
Jan 8, 2026
Advisor owns new adviser
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 8, 2026
Last observed: Jan 8, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.