DFX Intelligence

R••• W•••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst17 years in industry

R••• W•••••• K•••••

Advisor at 1••••• L••

TULSA, OK | London

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Search this name across graphsid dfx:ria:b61bff85-ab05-a254-63cc-aa2b2a6f6688

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 26, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 1••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 8, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
1••••• L••	Independent wealth	Sep 20, 2024	n/a	yes	TULSA, OK\|London	Current employment
C•••••• O•• I••••••••• I•••	Former SEC adviser	Mar 2, 2020	Apr 25, 2022	no	McLean, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• O•• I••••••••• I•••	1••••• L••	Apr 25, 2022	Sep 20, 2024	879	Firm change after gap	RIA to RIA
K•• C•••••• L••	C•••••• O•• I••••••••• I•••	Dec 14, 2018	Mar 2, 2020

Relationships

Registered with (4)

→ 1••••• L••Registered adviserregistration: current employment
Sep 20, 2024 to presentfactForm ADV
→ C•••••• O•• I••••••••• I•••Registered adviserregistration: previous registration
Mar 2, 2020 to Apr 25, 2022factForm ADV
→ K•• C•••••• L••Registered adviserregistration: previous registration
Apr 19, 2016 to Dec 14, 2018factForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••

Dated events

Occurred
Apr 25, 2022
Advisor changed firm
R••• W•••••• K••••• left C•••••• O•• I••••••••• I••• for 1••••• L•• (registered 2024-09-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b61bff85-ab05-a254-63cc-aa2b2a6f6688
First observed: Nov 26, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.