DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at M••••• S••••••
Orlando, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | n/a | yes | Orlando, FL | Current employment |
| M••••• S•••••• • C•• L•• | n/a | Apr 2, 2007 | Jun 1, 2009 | no | ORLANDO, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Apr 2, 2007 | Apr 2, 2007 |
| M••••• S•••••• D• I••• | n/a | Sep 28, 2005 | Apr 2, 2007 | no | ORLANDO, FL|ORLANDO, FL | Previous registration |
| I••••• F•••••••• C••••••••• | Former SEC adviser | Dec 18, 2002 | Dec 31, 2004 | no | TALLAHASSEE, FL | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Jan 9, 2002 | Jan 10, 2003 | no | ORLANDO, FL | Previous registration |
| Bulk transfer |
| Other |
| I••••• F•••••••• C••••••••• | M••••• S•••••• D• I••• | Dec 31, 2004 | Sep 28, 2005 | 271 | Firm change | Other |
| C•••••••• G••••• M•••••• I••• | I••••• F•••••••• C••••••••• | Jan 10, 2003 | Dec 18, 2002 | -23 | Firm change | Other |