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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
New Rochelle, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 31, 2025 | n/a | yes | New Rochelle, NY | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Feb 9, 2024 | Oct 4, 2024 | no | WALTHAM, MA|New Rochelle, NY | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Oct 3, 2016 | Feb 12, 2024 | no | TARRYTOWN, NY | Previous registration |
| INVESTORS CAPITAL ADVISORY | Former SEC adviser | Nov 19, 2009 | Oct 3, 2016 | no | LYNNFIELD, MA|GREENVILLE, SC|LYNNFIELD, MA|TARRYTOWN, NY|LYNNFIELD, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Oct 4, 2024 | Oct 31, 2025 | 392 | Firm change | Ibd to ibd |
| CETERA ADVISORS LLC | COMMONWEALTH FINANCIAL NETWORK | Feb 12, 2024 | Feb 9, 2024 | -3 | Firm change | Ibd to ibd |
| INVESTORS CAPITAL ADVISORY | CETERA ADVISORS LLC | Oct 3, 2016 | Oct 3, 2016 | 0 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10299:8032:NY:2024-02-12 | Feb 12, 2024 | Feb 9, 2024 | TARRYTOWN, NY | Firm change |
| 30613:10299:MA:2016-10-03 | Oct 3, 2016 | Oct 3, 2016 | LYNNFIELD, MA | Firm change |