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Advisor at WEALTH ALLIANCE ADVISORY GROUP, LLC
WICHITA, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ALLIANCE ADVISORY GROUP, LLC | Independent wealth | Nov 30, 2017 | n/a | yes | WICHITA, KS | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 30, 1999 | Dec 11, 2017 | no | WICHITA, KS|WICHITA, KS|WICHITA, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WEALTH ALLIANCE ADVISORY GROUP, LLC | Dec 11, 2017 | Nov 30, 2017 | -11 | Firm change | Wirehouse to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:290329:KS:2017-12-11 | Dec 11, 2017 | Nov 30, 2017 | WICHITA, KS | Firm change |