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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)19 years in industry

Adam Christopher Grantham

Advisor at LPL FINANCIAL LLC

MAPLE GROVE, MN | LAKEVILLE, MN

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Search this name across graphsid dfx:ria:b6776459-bfc4-e1ab-9eec-4c41b0c3c67a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 20, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S65|S63
First exam: Jul 6, 2007
First registration: May 20, 2009
Dual registered: yes, broker-dealer
Other names: ADAM CHRISTOPHER GRANTHAM|ADAM C GRANTHAM|Adam Grantham
IAPD individual key: 5354181

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 16, 2021	n/a	yes	LAKEVILLE, MN\|MAPLE GROVE, MN	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Oct 17, 2017	Nov 13, 2020	no	BLOOMINGTON, MN	Previous registration
WADDELL & REED	Former SEC adviser	Feb 14, 2014	Oct 2, 2017	no	PLYMOUTH, MN\|SAVAGE, MN	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	May 20, 2009	Feb 17, 2014	no	MINNEAPOLIS, MN\|MINNEAPOLIS, MN\|APPLETON, WI\|MINNEAPOLIS, MN\|APPLETON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	LPL FINANCIAL LLC	Nov 13, 2020	Aug 16, 2021	276	Firm change	Ibd to ibd
WADDELL & REED	ADVICE AND PLANNING SERVICES	Oct 2, 2017	Oct 17, 2017	15	Firm change	Other
THRIVENT INVESTMENT MANAGEMENT INC.	WADDELL & REED	Feb 17, 2014	Feb 14, 2014	-3	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 16, 2021 to presentfactForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 17, 2017 to Nov 13, 2020factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Feb 14, 2014 to Oct 2, 2017factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
May 20, 2009 to Feb 17, 2014factForm ADV

Dated events

No dated event names this entity yet.