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Advisor at EDWARD JONES
ST. LOUIS, MO | Rochester, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Jun 20, 2024 | n/a | yes | ST. LOUIS, MO|Rochester, NY | Current employment |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Mar 15, 2022 | May 17, 2024 | no | NEW YORK, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 20, 2019 | Mar 15, 2022 | no | WEEHAWKEN, NJ|WEEHAWKEN, NJ|New Jersey, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | EDWARD JONES | May 17, 2024 | Jun 20, 2024 | 34 | Firm change | Ibd to ibd |
| UBS FINANCIAL SERVICES INC. | PARK AVENUE SECURITIES LLC | Mar 15, 2022 | Mar 15, 2022 | 0 | Firm change | Wirehouse to ibd |