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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

Hayley A Bates

Advisor at SEIA

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:b68df1e8-05ba-96f3-1f8f-079c34cf4b66

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 19, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SEIA
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 16, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 6
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jun 16, 2011
First registration: Aug 19, 2011
Dual registered: yes, broker-dealer
Other names: Hayley Wood Bates|HAYLEY A WOOD
IAPD individual key: 5695777

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Seia	Bd affiliated wealth	Oct 26, 2021	n/a	yes	LOS ANGELES, CA	Current employment
SIGNATURE INVESTMENT ADVISORS, LLC	Independent wealth	Jul 16, 2015	Feb 6, 2017	no	LOS ANGELES, CA	Previous registration
FIM GROUP	Former SEC adviser	Feb 28, 2013	May 28, 2015	no	KAHULUI, HI\|TRAVERSE CITY, MI	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Aug 19, 2011	Feb 1, 2013	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIGNATURE INVESTMENT ADVISORS, LLC	Seia	Feb 6, 2017	Oct 26, 2021	1,723	Firm change after gap	Other
FIM GROUP	SIGNATURE INVESTMENT ADVISORS, LLC	May 28, 2015	Jul 16, 2015	49	Firm change	Other
SIGNATOR INVESTORS, INC.	FIM GROUP	Feb 1, 2013	Feb 28, 2013	27	Firm change	Other

Relationships

Registered with (4)

→ SEIARegistered adviserregistration: current employment
Oct 26, 2021 to presentfactForm ADV
→ SIGNATURE INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 16, 2015 to Feb 6, 2017factForm ADV
→ FIM GROUPRegistered adviserregistration: previous registration
Feb 28, 2013 to May 28, 2015factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Aug 19, 2011 to Feb 1, 2013factForm ADV

Dated events

No dated event names this entity yet.