DFX Intelligence

P•••••• J•••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

P•••••• J•••• H••••

Advisor at N••••••••• M••••• I••••••••• S•••••••••

MILWAUKEE, WI

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Search this name across graphsid dfx:ria:b695a0e5-8e6e-6c27-80c3-dad31b1414e7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 15, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• M••••• I••••••••• S•••••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jun 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 24derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Mar 28, 2002	n/a	yes	MILWAUKEE, WI	Current employment
N••••••••• M••••• W••••• M••••••••• C••••••	n/a	Apr 15, 2005	Apr 30, 2007	no	MILWAUKEE, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• W••••• M••••••••• C••••••	n/a	Apr 30, 2007	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: current employment
Mar 28, 2002 to presentfactForm ADV
→ N••••••••• M••••• W••••• M••••••••• C••••••Registered adviserregistration: previous registration
Apr 15, 2005 to Apr 30, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b695a0e5-8e6e-6c27-80c3-dad31b1414e7
First observed: Apr 15, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.