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RIA / WealthAdvisordual registered (broker-dealer)51 years in industry

MICHAEL SCOTT BOSS

Advisor at LPL FINANCIAL LLC

SHELBY, NE

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 8, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1975earliest registration or exam on IAPD
Years in industry: 51derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Mar 11, 2004
First registration: Feb 8, 2007
Dual registered: yes, broker-dealer
Other names: MIKE BOSS
IAPD individual key: 4746157

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 22, 2014	n/a	yes	SHELBY, NE	Current employment
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	May 17, 2011	May 19, 2014	no	SHELBY, NE	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Mar 4, 2011	Apr 25, 2011	no	SHELBY, NE	Previous registration
EDWARD JONES	National bd RIA	Feb 8, 2007	Mar 3, 2011	no	YORK, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT FINANCIAL PARTNERS	LPL FINANCIAL LLC	May 19, 2014	May 22, 2014	3	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	INDEPENDENT FINANCIAL PARTNERS	Apr 25, 2011	May 17, 2011	22	Firm change	Other
EDWARD JONES	SECURITIES AMERICA ADVISORS, INC.	Mar 3, 2011	Mar 4, 2011	1	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 22, 2014 to presentfactForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
May 17, 2011 to May 19, 2014factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Mar 4, 2011 to Apr 25, 2011factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Feb 8, 2007 to Mar 3, 2011factForm ADV

Dated events

No dated event names this entity yet.