DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E••••• J••••
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••• J•••• | National bd RIA | Feb 10, 2017 | n/a | yes | ST. LOUIS, MO | Current employment |
| 4•• I••••••••• G••••• L•• | Former SEC adviser | May 5, 2011 | Feb 4, 2013 | no | OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| 4•• I••••••••• G••••• L•• | E••••• J•••• | Feb 4, 2013 | Feb 10, 2017 | 1,467 | Firm change after gap | Other |
| S••••• A••• A•••• M••••••••• I••• | 4•• I••••••••• G••••• L•• | Feb 25, 2011 | May 5, 2011 |
| S••••• A••• A•••• M••••••••• I••• |
| Former SEC adviser |
| Oct 12, 2010 |
| Feb 25, 2011 |
| no |
| BIRMINGHAM, AL|ST. LOUIS, MO |
| Previous registration |
| S••••• A••• A•••• M••••••••• I••• | Former SEC adviser | Feb 23, 2007 | Nov 17, 2009 | no | BIRMINGHAM, AL | Previous registration |
| R•• A•••••••• L•• | Asset manager | Aug 23, 2002 | Nov 15, 2005 | no | ST. LOUIS, MO | Previous registration |
| 69 |
| Firm change |
| Other |
| R•• A•••••••• L•• | S••••• A••• A•••• M••••••••• I••• | Nov 15, 2005 | Feb 23, 2007 | 465 | Firm change after gap | Other |