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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

OECHSLE INTERNATIONAL ADVISORS, LLC

CRD 108522

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b6c3e596-9cc3-68bd-79ba-95a3e1ce680d

Data as of Jun 6, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 0
On other graphs: 0
Observed: Feb 24, 2012 to Jun 6, 2017
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $4.4BItem 5.F on the latest filing (2017-06-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.4B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 25
Advisory employees: 6
Accounts: 22
SEC number: 801-56031
CRD: 108522
Filings on the tape: 15
First filed: Feb 24, 2012
Latest filed: Jun 6, 2017
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
OIA GRAYTECH GLOBAL FUND, LP	Hedge Fund	$1.9M	Oct 4, 2013	4	Jun 14, 2012	dropped	021-1545471

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BUTTERS, STEPHEN, JAMES	MANAGING MEMBER	F	yes	12/2011	Feb 24, 2012	Jun 6, 2017
BUTTERS, STEPHEN, JAMES	MANAGING MEMBER	F	yes	12/2011	Feb 24, 2012	Jun 6, 2017
BUTTERS, STEPHEN, JAMES	EXECUTIVE COMMITTEE MEMBER / PRINCIPAL	Na	yes	12/2011	Feb 24, 2012	Jun 6, 2017
OECHSLE GROUP, LLC	MEMBER MANAGER	C	yes	10/1998	Feb 24, 2012	Jun 6, 2017
ROCHE, LAWRENCE, SEAN	MANAGING MEMBER	F	yes	10/1998	Feb 24, 2012	Jun 6, 2017
ROCHE, LAWRENCE, SEAN	EXECUTIVE MANAGING PRINCIPAL	Na	yes	08/1986	Feb 24, 2012	Jun 6, 2017
ROCHE, LAWRENCE, SEAN	MANAGING MEMBER	D	yes	12/2011	Feb 24, 2012	Jun 6, 2017
WALKER, WARREN, ROBBINS	EXECUTIVE MANAGING PRINCIPAL	Na	yes	08/1986	Feb 24, 2012	Jun 6, 2017
WALKER, WARREN, ROBBINS	MANAGING MEMBER	F	yes	10/1998	Feb 24, 2012	Jun 6, 2017
WALKER, WARREN, ROBBINS	MANAGING MEMBER	C	yes	12/2011	Feb 24, 2012	Jun 6, 2017
DIETER, ROBERT	CHIEF FINANCIAL OFFICER	Na	no	10/2015	Mar 10, 2016	Jun 6, 2017
OIA CLASS B, LLC	Member	C	no	12/2011	Feb 24, 2012	Jun 6, 2017
STOWELL III, JOSEPH, FRANCIS	CHIEF COMPLIANCE OFFICER / PRINCIPAL	Na	no	06/2004	Feb 24, 2012	Jun 6, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
OECHSLE INTERNATIONAL ADVISORS, LTD	n/a	Former SEC adviser	$378M	Y	yes	n/a
OIA ASIA LTD.	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
60311 FRANKFURT M.	n/a	Germany	n/a	no
CENTRAL HONG KONG	n/a	Hong Kong	n/a	no
London	n/a	United Kingdom	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Jan 24, 2017	$4.4B	$4.4B	25	6	n/a	n/a	n/a
2015	Mar 10, 2016	$4.9B	$4.9B	31	6	n/a	n/a	n/a
2014	Mar 16, 2015	$6.0B	$6.0B	33	7	n/a	n/a	n/a
2013	Mar 28, 2014	$6.2B	$6.2B	33	7	n/a	n/a	n/a
2012	Mar 28, 2013	$5.1B	$5.1B	34	8	n/a	1	$1.9M
2011	Feb 24, 2012	$4.5B	$4.5B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$4.4B	$4.9B	-10.4%	$6.2B	-10.7%	25	31	n/a	n/a

Relationships

Affiliated with (2)

→ OECHSLE INTERNATIONAL ADVISORS, LTDRegistered adviserother investment adviser, control, common control
factForm ADV
← OECHSLE INTERNATIONAL ADVISORS, LTDRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (4)

← BUTTERS, STEPHEN, JAMESOwnerMANAGING MEMBER, ownership code F, individual
Feb 24, 2012 to presentfactForm ADV
← WALKER, WARREN, ROBBINSOwnerMANAGING MEMBER, ownership code F, individual
Feb 24, 2012 to presentfactForm ADV
← ROCHE, LAWRENCE, SEANOwnerMANAGING MEMBER, ownership code F, individual
Feb 24, 2012 to presentfactForm ADV
← OECHSLE GROUP, LLCOwnerMEMBER MANAGER, ownership code C, domestic entity
Feb 24, 2012 to presentfactForm ADV

Owns (3)

← DIETER, ROBERTOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 10, 2016 to presentfactForm ADV
← STOWELL III, JOSEPH, FRANCISOwnerCHIEF COMPLIANCE OFFICER / PRINCIPAL, ownership code NA, individual
Feb 24, 2012 to presentfactForm ADV
← OIA CLASS B, LLCOwnerMEMBER, ownership code C, domestic entity
Feb 24, 2012 to presentfactForm ADV

Advises (1)

→ OIA GRAYTECH GLOBAL FUND, LPPrivate fundHedge Fund, IA, no longer reported
Jun 14, 2012 to Oct 4, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b6c3e596-9cc3-68bd-79ba-95a3e1ce680d
First observed: Feb 24, 2012
Last observed: Jun 6, 2017 113 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OECHSLE INTERNATIONAL ADVISORS, LLC

CRD 108522

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b6c3e596-9cc3-68bd-79ba-95a3e1ce680d

Data as of Jun 6, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:38 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

OIA GRAYTECH GLOBAL FUND, LP

Hedge Fund

$1.9M

Oct 4, 2013

Jun 14, 2012

dropped

021-1545471

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BUTTERS, STEPHEN, JAMES

MANAGING MEMBER

yes

12/2011

Feb 24, 2012

Jun 6, 2017

BUTTERS, STEPHEN, JAMES

MANAGING MEMBER

yes

12/2011

Feb 24, 2012

Jun 6, 2017

BUTTERS, STEPHEN, JAMES

EXECUTIVE COMMITTEE MEMBER / PRINCIPAL

yes

12/2011

Feb 24, 2012

Jun 6, 2017

OECHSLE GROUP, LLC

MEMBER MANAGER

yes

10/1998

Feb 24, 2012

Jun 6, 2017

ROCHE, LAWRENCE, SEAN

MANAGING MEMBER

yes

10/1998

Feb 24, 2012

Jun 6, 2017

ROCHE, LAWRENCE, SEAN

EXECUTIVE MANAGING PRINCIPAL

yes

08/1986

Feb 24, 2012

Jun 6, 2017

ROCHE, LAWRENCE, SEAN

MANAGING MEMBER

yes

12/2011

Feb 24, 2012

Jun 6, 2017

WALKER, WARREN, ROBBINS

EXECUTIVE MANAGING PRINCIPAL

yes

08/1986

Feb 24, 2012

Jun 6, 2017

WALKER, WARREN, ROBBINS

MANAGING MEMBER

yes

10/1998

Feb 24, 2012

Jun 6, 2017

WALKER, WARREN, ROBBINS

MANAGING MEMBER

yes

12/2011

Feb 24, 2012

Jun 6, 2017

DIETER, ROBERT

CHIEF FINANCIAL OFFICER

10/2015

Mar 10, 2016

Jun 6, 2017

OIA CLASS B, LLC

Member

12/2011

Feb 24, 2012

Jun 6, 2017

STOWELL III, JOSEPH, FRANCIS

CHIEF COMPLIANCE OFFICER / PRINCIPAL

06/2004

Feb 24, 2012

Jun 6, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

OECHSLE INTERNATIONAL ADVISORS, LTD

n/a

Former SEC adviser

$378M

yes

n/a

OIA ASIA LTD.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

60311 FRANKFURT M.

n/a

Germany

n/a

CENTRAL HONG KONG

n/a

Hong Kong

n/a

London

n/a

United Kingdom

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Jan 24, 2017

$4.4B

n/a

2015

Mar 10, 2016

$4.9B

n/a

2014

Mar 16, 2015

$6.0B

n/a

2013

Mar 28, 2014

$6.2B

n/a

2012

Mar 28, 2013

$5.1B

n/a

$1.9M

2011

Feb 24, 2012

$4.5B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$4.4B

$4.9B

-10.4%

$6.2B

-10.7%

n/a