This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PRINCIPAL ADVISED SERVICES

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Apr 25, 2017

First registration

Aug 29, 2018

Dual registered

yes, broker-dealer

Other names

Adam Benjamin Lucart|ADAM LUCART

IAPD individual key

6745044

• Occurred

  Jun 2, 2026
  Advisor changed firm

  Adam Lucart left Lpl Enterprise, Llc for Principal Advised Services (registered 2026-06-25)

  Form ADVobserved 4 days ago
• Occurred

  Feb 26, 2025
  Advisor changed firm

  Adam Lucart left Charles Schwab & Co., Inc. for Lpl Enterprise, Llc (registered 2026-05-01)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b6cc7d3c-c8e9-7079-6fb3-03488ca3465e

First observed

Aug 29, 2018

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.