DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL ENTERPRISE, LLC
MOORHEAD, MN | ST LOUIS PARK, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | n/a | yes | ST LOUIS PARK, MN|MOORHEAD, MN | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | May 19, 2020 | Nov 14, 2024 | no | Moorehead, MN|Moorhead, MN|OMAHA, NE|Moorhead, MN|ST. LOUIS PARK, MN|Moorhead, MN|ST. LOUIS PARK, MN|Moorhead, MN | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | May 20, 2003 | May 28, 2020 | no | EDINA, MN|MOORHEAD, MN|MOORHEAD, MN|QUINCY, IL|BLOOMINGTON, MN|MOORHEAD, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| VALIC FINANCIAL ADVISORS, INC. | PRUCO SECURITIES, LLC | May 28, 2020 | May 19, 2020 | -9 | Firm change | Ibd to ibd |