DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V•••••• A•••• M••••••••• I•••
Houston, TX | SAINT LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V•••••• A•••• M••••••••• I••• | State registered | Dec 6, 2018 | n/a | yes | SAINT LOUIS, MO|Houston, TX | Current employment |
| R•••• I••••••••• A••••••• L•• | Bd affiliated wealth | Jan 25, 2018 | Jan 26, 2018 | no | Friendswood, TX|KENTWOOD, MI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••• I••••••••• A••••••• L•• | V•••••• A•••• M••••••••• I••• | Jan 26, 2018 | Dec 6, 2018 | 314 | Firm change | Other |
| M••••• S•••••• | R•••• I••••••••• A••••••• L•• | Jan 19, 2018 | Jan 25, 2018 |
| M••••• S•••••• | Wirehouse | Jul 26, 2017 | Jan 19, 2018 | no | Houston, TX | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 25, 2017 | Jul 12, 2017 | no | HOUSTON, TX | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Feb 24, 2016 | Mar 25, 2017 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| 6 |
| Firm change |
| Other |
| M•• I•••••••• S•••••••• L•• | M••••• S•••••• | Jul 12, 2017 | Jul 26, 2017 | 14 | Firm change | Other |
| M•• F•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |