DFX Intelligence

F••••••••• F••••• W••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

F••••••••• F••••• W••••• A••••••• L••

CRD 304547

HOUSTON, TX

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Search this name across graphsid dfx:ria:b6db5852-f93b-5c7a-7053-dcd471b5e350

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 1
Observed: Jul 12, 2019 to Mar 31, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

F••••••••• F••••• W••••• A••••••• L••

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $191M••• Locked
Discretionary RAUM: $191M
Private client RAUM: $191Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $191Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
N••• D•••• C••••••	n/a	HOUSTON, TX	7	19	2	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• K••••••• T•	Owner	D	yes	06/2019	Jul 12, 2019	Mar 25, 2024
C••••••• N•••• D••••	Owner	D	yes	04/2021	Jul 12, 2019	Mar 25, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Houston	TX	United States	0	no
Shenandoah	TX	United States	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$191M	$203M	-5.7%	$152M	8.0%	2	2	2	2

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
W•••• F•••• A•••••••	2	Sep 25, 2019	Aug 13, 2019	HOUSTON, TX	Team lift out	Wirehouse to new firm	0.0%

Relationships

Registered with (2)

← N••• D•••• C••••••Advisorregistration: current employment
Aug 13, 2019 to presentfactForm ADV
← L•••• E••••• G••••Advisorregistration: previous registration
Aug 13, 2019 to Feb 9, 2022factForm ADV

Controls (4)

← C••••••• N•••• D••••OwnerTRUSTEE, ownership code F, individual
Jul 12, 2019 to Mar 25, 2024factForm ADV
← C••••••• K••••••• T•

Dated events

Occurred
Mar 29, 2022
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 9, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 12, 2019
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b6db5852-f93b-5c7a-7053-dcd471b5e350
First observed: Jul 12, 2019
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.