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Advisor at J.P. MORGAN SECURITIES LLC
GIG HARBOR, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | n/a | yes | GIG HARBOR, WA | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Nov 19, 2009 | Oct 1, 2012 | no | GIG HARBOR, WA|BREMERTON, WA|GIG HARBOR, WA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | May 6, 2009 | no | BELLINGHAM, WA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Jun 11, 2007 | Jan 1, 2008 | no | ST. LOUIS, MO|BELLINGHAM, WA | Previous registration |
| WADDELL & REED | Former SEC adviser | May 3, 2007 | May 25, 2007 | no | BELLEVUE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | CHASE INVESTMENT SERVICES CORP. | May 6, 2009 | Nov 19, 2009 | 197 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| WADDELL & REED | A. G. EDWARDS & SONS, INC. | May 25, 2007 | Jun 11, 2007 | 17 | Firm change | Other |