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Advisor at LPL FINANCIAL LLC
Dunn, NC | FORT MILL, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 16, 2026 | n/a | yes | Dunn, NC|FORT MILL, SC | Current employment |
| CADARET GRANT & CO INC | Former SEC adviser | Jun 19, 2019 | Aug 1, 2025 | no | SYRACUSE, NY|SYRACUSE, NY|Syracuse, NY | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jun 2, 2015 | Jun 18, 2019 | no | E SYRACUSE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CADARET GRANT & CO INC | LPL FINANCIAL LLC | Aug 1, 2025 | Feb 16, 2026 | 199 | Firm change | Ibd to ibd |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | CADARET GRANT & CO INC | Jun 18, 2019 | Jun 19, 2019 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10641:6413:NY:2025-08-01 | Aug 1, 2025 | Feb 16, 2026 | SYRACUSE, NY | Firm change |