This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$279MItem 5.F on the latest filing (2026-01-22); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$188M

Private client RAUM

$273MderivedItem 5.D individuals plus high net worth individuals

Private client share

98%derivedprivate client RAUM over total RAUM

Advisors on IAPD

5

RAUM per advisor

$55.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

8

Advisory employees

5

Offices

1Schedule D 1.F, beyond the principal office

Accounts

1,034

Individual clients

362

High net worth clients

48

SEC number

801-120476

CRD

138393

Filings on the tape

31

First filed

Feb 8, 2021

Latest filed

Jan 22, 2026

Organised

Corporation, MI

Website

pathworksfinancial.com

• Occurred

  Feb 8, 2021
  First Form ADV filing

  Scott Smith Financial filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b6ea42a8-0bf6-69d8-2103-1e11ad419eed

First observed

Feb 8, 2021

Last observed

Jan 22, 2026 8 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.