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Advisor at GOLDEN STATE WEALTH MANAGEMENT, LLC
POWELL, WY | DALLAS, TX | SOUTH COAST METRO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASCENTIS INDEPENDENT ADVISORS, LLC | Independent wealth | Sep 15, 2022 | n/a | yes | DALLAS, TX | Current employment |
| ASCENTIS ASSET MANAGEMENT, LLC | No RAUM reported | Mar 25, 2022 | n/a | yes | SOUTH COAST METRO, CA | Current employment |
| GOLDEN STATE WEALTH MANAGEMENT, LLC | Independent wealth | May 8, 2014 | n/a | yes | POWELL, WY | Current employment |
| GOLDEN STATE ASSET MANAGEMENT | Former SEC adviser | Jul 10, 2020 | Mar 14, 2022 | no | SANTA ANA, CA | Previous registration |
| GOLDEN STATE EQUITY ADVISORS, LLC | Former SEC adviser | Dec 5, 2017 | Sep 20, 2022 | no | SOUTH COAST METRO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GOLDEN STATE EQUITY ADVISORS, LLC | GOLDEN STATE ASSET MANAGEMENT | Sep 20, 2022 | Jul 10, 2020 | -802 | Firm change after gap | RIA to RIA |
| GOLDEN STATE ASSET MANAGEMENT | ASCENTIS ASSET MANAGEMENT, LLC | Mar 14, 2022 | Mar 25, 2022 | 11 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 289796:299649:CA:2022-09-20 | Sep 20, 2022 | Jul 10, 2020 | SOUTH COAST METRO, CA | Firm change after gap |
| 299649:318126:CA:2022-03-14 | Mar 14, 2022 | Mar 25, 2022 | SANTA ANA, CA | Firm change |