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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

SCOTT REYNOLDS NICKERSON

Advisor at LPL FINANCIAL LLC

OVIEDO, FL

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Search this name across graphsid dfx:ria:b6f1f9a0-875e-eac4-e412-d9ef0392db1e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 17, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 5, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Aug 5, 2002
First registration: Dec 17, 2004
Dual registered: yes, broker-dealer
Other names: SCOTT R NICKERSON
IAPD individual key: 4561442

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 15, 2019	n/a	yes	OVIEDO, FL	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 26, 2016	Nov 15, 2019	no	LAKE MARY, FL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Nov 14, 2011	Apr 1, 2016	no	ORLANDO, FL	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Feb 23, 2007	Nov 11, 2011	no	WINTER PARK, FL\|OVIEDO, FL\|WINTER PARK, FL\|ORLANDO, FL\|OVIEDO, FL	Previous registration
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	n/a	Jun 30, 2006	Feb 20, 2007	no	MEMPHIS, TN	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 17, 2004	May 25, 2006	no	ORLANDO, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LPL FINANCIAL LLC	Nov 15, 2019	Nov 15, 2019	0	Firm change	Ibd to ibd
RAYMOND JAMES & ASSOCIATES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Apr 1, 2016	Apr 26, 2016	25	Firm change	Other
MORGAN KEEGAN & COMPANY, LLC	RAYMOND JAMES & ASSOCIATES, INC.	Nov 11, 2011	Nov 14, 2011	3	Channel change	Other
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	MORGAN KEEGAN & COMPANY, LLC	Feb 20, 2007	Feb 23, 2007	3	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC	May 25, 2006	Jun 30, 2006	36	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 15, 2019 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Apr 26, 2016 to Nov 15, 2019factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Nov 14, 2011 to Apr 1, 2016factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Feb 23, 2007 to Nov 11, 2011factForm ADV
→ AMSOUTH INVESTMENT MANAGEMENT COMPANY LLCRegistered adviserregistration: previous registration
Jun 30, 2006 to Feb 20, 2007factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 17, 2004 to May 25, 2006factForm ADV

Dated events

No dated event names this entity yet.