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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Judith Wolcott Frantz

Advisor at LPL FINANCIAL LLC

AKRON, PA

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Search this name across graphsid dfx:ria:b6f3a1aa-cdcb-b7d8-cf08-d156bf1aba11

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 28, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 17, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Feb 17, 1997
First registration: Aug 28, 2012
Dual registered: yes, broker-dealer
Other names: JUDITH WYNN WOLCOTT|JUDY WOLCOTT|Judy W Frantz
IAPD individual key: 2653341

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 21, 2021	n/a	yes	AKRON, PA	Current employment
WADDELL & REED	Former SEC adviser	Jul 15, 2016	Jul 21, 2021	no	WYOMISSING, PA\|CAMP HILL, PA\|HAMDEN, CT\|WYOMISING, PA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 12, 2014	Jul 19, 2016	no	Lancaster, PA\|CAMP HILL, PA	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Aug 28, 2012	Sep 19, 2014	no	EPHRATA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WADDELL & REED	LPL FINANCIAL LLC	Jul 21, 2021	Jul 21, 2021	0	Bulk transfer	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	WADDELL & REED	Jul 19, 2016	Jul 15, 2016	-4	Firm change	Other
AVANTAX ADVISORY SERVICES	MSI FINANCIAL SERVICES, INC.	Sep 19, 2014	Sep 12, 2014	-7	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 21, 2021 to presentfactForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jul 15, 2016 to Jul 21, 2021factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 12, 2014 to Jul 19, 2016factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Aug 28, 2012 to Sep 19, 2014factForm ADV

Dated events

No dated event names this entity yet.