DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MID MICHIGAN INSURANCE AND FINANCIAL SERVICES LLC
Auburn, IN | BAY CITY, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MID MICHIGAN INSURANCE AND FINANCIAL SERVICES LLC | State registered | Jun 20, 2022 | n/a | yes | BAY CITY, MI|Auburn, IN | Current employment |
| REGAL INVESTMENT ADVISORS LLC | Bd affiliated wealth | Aug 19, 2019 | Jun 3, 2022 | no | Auburn, IN|KENTWOOD, MI|Auburn, IN | Previous registration |
| BANKERS LIFE ADVISORY SERVICES, INC. | Bd affiliated wealth | Feb 22, 2019 | May 17, 2019 | no | Fort Wayne, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REGAL INVESTMENT ADVISORS LLC | MID MICHIGAN INSURANCE AND FINANCIAL SERVICES LLC | Jun 3, 2022 | Jun 20, 2022 | 17 | Firm change | Ibd to state RIA |
| BANKERS LIFE ADVISORY SERVICES, INC. | REGAL INVESTMENT ADVISORS LLC | May 17, 2019 | Aug 19, 2019 | 94 | Firm change | Ibd to ibd |